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Prospect’s Non-traded Preferred Stock Offering

Prospectus (click here)

Prospect Redeemable Preferred Stock Offering

  1. Series A5 Fact Sheet
  2. Series M5 Fact Sheet
  3. Investor Brochure

Subscription Agreement (click here)

Share Purchase Form (click here)

Additional Forms:

  • A2 Conversion Form
  • A5/M5 Redemption Form
  • A4/M4 Redemption Form
  • Address Change Form
  • Change of Distribution Election Form
  • A1 & A3 Conversion Form
  • M1 Exchange (M3 and M4) / Conversion Form
  • M3 exchange (M4) / Conversion Form
  • M1 exchange (M5) / Conversion form
  • M3 exchange (M5) / Conversion form
  • FIFA_Maintenance Form
  • Transfer Form US General
  • Transfer Form Non US_General
  • Transfer Form US Deceased
  • Transfer Form Non-US Deceased

For the Preferred Offering through PCS: Please click here for sales or call 855.330.6594 / email salesdesk@prefcapitalsecurities.com. For shareholder services call 855.320.1414.

For the Preferred Offering through UBS: Please call 212-448-0702 / email SeriesA2Conversions@prospectcap.com.

Prospect Capital Management a leading alternative investment manager, offering investment solutions across credit, private equity, and real estate.

Contact Us

  • 10 East 40th Street, 42nd Floor
    New York, NY 10016
  • (212) 448-0702

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